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CMA Final Exam: Corporate Laws & Compliance
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The exam covers topics such as:
The Companies Act, 2013
Laws and procedures of corporate restructuring
SEBI laws and regulations
The Competition Act, 2002 and its role in corporate governance
Laws related to the banking and insurance sector

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CMA Final Exam: Corporate Laws & Compliance
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25 Questions

1. Types of penalties have been contemplated under the Companies Act, 2013 are of:
2. Board of every Company shall ensure that the company spends in every financial year on account of CSR Policy at least
3. Dispute includes a suit or arbitration proceedings relating to
4. A Nidhi shall not accept deposit exceeding
5. Export under Foreign Exchange Management Act, 1999 means:
6. If any of the provisions of Sections 139 to 146 (both inclusive) is contravened, the company shall be punishable with fine which shall not be less _______ than but which may extend to _________
7. Cost Records are to be maintained as per Companies Act, 2013:
8. As per Section 177 of the Companies Act, 2013 every public company having paid up capital of_________ shall constitute an Audit Committee.
9. The ________ shall recommend to the Board, the name of an individual auditor or of an audit firm who may replace the incumbent auditor on expiry of the term of such incumbent.
10. The asset in respect of which no default in repayment of principal or payment of interest has occurred is known as
11. A Government department supplying water for irrigation to the agriculturists after levying charges for water supplied can be considered as
12. Companies Act, 2013 contemplated Penalties which are of
13. Rule 3 of the Companies (Appointment and Qualification of Directors) Rules, 2014 provides that companies shall appoint at least one woman director:
14. Matters not to be dealt with in a meeting through video conferencing or other audio- visual means:
15. In India the Memorandum of Understanding is a negotiated document between the Government, acting as the owner of Public Sector Enterprise (PSE) and a specific PSE with the objectives of __
16. Under which principle of Corporate Governance, it implies the responsibility of the Chairman, the Board of Directors and the Chief Executive for the use of company's resources in the best interest of the company and its shareholders?
17. A company registered under ______________ shall amalgamate only with another company registered under this Section and having similar objects
18. __________ means a person to whom an operational debt is owed and includes any person to whom such debt has been legally assigned or transferred.
19. At a general meeting of a company a matter was to be passed by a special resolution. Out of forty members of the company, twenty voted in favour of the resolution, five voted against it and five votes were cancelled. The remaining ten members abstained from voting. The chairman declared resolution as
20. Key themes relating to business and society emerge out of the Initiatives concerning
21. _________ means a transaction which alters the assets or liabilities, including contingent liabilities, outside India of persons resident in India or assets or liabilities in
India.
22. The Central Govt. may remove from office of the President, Chairperson or any other Member of the National Company Law Tribunal (NCLT) who:
23. The power of appointing additional director can be exercised by the
24. A company may make payment to a managing or whole-time director or manager, but not to __________, by way of compensation for loss of office, or as consideration for retirement from office or in connection with such loss or retirement.
25. Which of the following FDI in resident entities is not eligible as investee entities?

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