Which of the following acts of the issuer of securities would be prohibited under the Securities Act of 1934 during the period following the filing of the issuer’s registration statement and before the SEC gives its approval - i.e. - the preapproval stage? I. Place tombstone advertisements in the financial newspapers II. Negotiate a contract with an underwriter to sell the securities III. Enter into firm offers to sell the securities to the public

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Which of the following acts of the issuer of securities would be prohibited under the Securities Act of 1934 during the period following the filing of the issuer’s registration statement and before the SEC gives its approval - i.e. - the preapproval stage? I. Place tombstone advertisements in the financial newspapers II. Negotiate a contract with an underwriter to sell the securities III. Enter into firm offers to sell the securities to the public






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