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The administrator may, by rule or by order, require the filing of all advertising or sales literature to prospective investors, or advisory clients unless: - The security is exempt (including federal covered securities) - The transaction is exempt

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1. The administrator may, by rule or by order, require the filing of all advertising or sales literature to prospective investors, or advisory clients unless: - The security is exempt (including federal covered securities) - The transaction is exempt





 
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