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makes recommendations or renders advice regarding securities - Manages client accounts or portfolios - Determines which recommendation or advice regarding securities should be given - Sells investment advisory services or solicits offers or negotiates for their sale - Supervises anyone who performs any of the foregoing

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1. makes recommendations or renders advice regarding securities - Manages client accounts or portfolios - Determines which recommendation or advice regarding securities should be given - Sells investment advisory services or solicits offers or negotiates for their sale - Supervises anyone who performs any of the foregoing





 
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